Legal:
Partner - Fraud Investigation & AML Advisory, US Private Practice
MD - General Counsel - BIS, Basel, Europe
ED - Employee Compensation & Benefits lawyer - UK Investment Bank
ED - Funds Lawyer -US Investment Bank, New York, USA
Of Counsel - Employment Lawyer, UK Private Practice
ED - General Counsel & Head of Regulation - Paris, France
D - Pension Fund Counsel & Trustee - UK Banks Pension Fund
D - General Counsel & Head of Compliance - Moscow, Russia
D - General Counsel & Head of Compliance -Swiss Bank - Milan, Italy
VP - Securitisation Lawyer - UK Investment Bank
Group & Heads of Compliance:
MD – Group Head of Asset Management – Swiss Investment Bank
MD - UK Head of Compliance - German Investment Bank
MD - UK Head of Compliance - Spanish Investment Bank
MD - UK Head of Compliance - French investment Bank
ED - Head of Compliance - US Investment Bank - Moscow, Russia
ED - Head of Compliance - US Investment Bank
ED - Head of Central Compliance - US Investment Bank
ED - Deputy Head of Compliance
D - Head of Compliance -Mid Cap UK Investment Bank
D - Head of Prime Brokerage - European Bank
Private Banking:
D - Head of Private Banking - French Bank
D - Private Banking Compliance - US Bank - Milan, Italy
D - Advisory Compliance UK Private Bank
VP - File review
VP - Advisory Compliance US Bank
Investment Management & Hedge Funds:
ED- Head of Legal & Compliance US Fund of Funds
ED - Advisory Compliance - US Hedge Fund, Connecticut, USA
D- USIT's compliance -UK Insurance & Asset Manager
D – Advisory Compliance officer – Us Investment Manager
VP - Sales & Marketing Compliance -US Asset Manager
SA - Mandate /Guideline Monitoring - US Asset Manager
Markets Advisory Compliance:
MD - ECM Swiss Investment Bank
ED - ECM & ECM Swiss Investment Bank
ED - ECM & Financing - UK Investment Bank
ED - Head of Markets Compliance - US Investment Bank - Moscow, Russia
ED - Head of Securities Compliance - French Investment Bank
D - Head of Equities Compliance -Swiss Investment Bank
D - Head of FICC - Swiss Investment Bank - Hong Kong, China
D - Head of Metals Compliance -French Investment Bank
D - Head of Equity Derivatives - US Investment Bank
VP - Physical Commodities Advisory -US Investment Bank
VP - Commodities Advisory
VP - Prime Brokerage Advisory
VP - Prospectus & Marketing Reviewing
Associate – FX & Emerging Markets
Financial Crime Prevention and Anti-Money Laundering:
MD- MLRO - European Bank
ED - Enhanced Due Diligence - US Investment Bank
D - MLRO - South African Bank
D - MLRO - French Investment Bank
D - Head of Client On-Boarding - US Investment Bank
D - Head of Fraud Investigations - International Insurance Company
D - Investigations & Forensic Consultant, Big 4 Accountancy Firm
VP - Enhanced Due Diligence & Sanctions Manager -US Investment Bank
VP - Client On-Boarding
Associate - Account Opening
Central Compliance Functions: (Monitoring & surveillance, Risk Assessment, Policy & Regulatory Affairs)
MD - Regulatory Policy - European Trade Association
ED - Head of Control Room -US Investment Bank
D - Head of Monitoring & Surveillance - French Investment Bank
D - Compliance Chaperone / Supervisory Analyst - US Investment Bank
D - Compliance Training Officer
D - Operations Compliance (SYSC & CASS)
D - Regulatory Affairs & Policy - European Investment Bank
VP - Research Compliance Advisory -US Investment bank